Why?

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IN DEFENSE OF RATIONAL ANARCHISM

Copyright George H. Smith (november 1997)

Anarchism is a theory of the good society, in which justice and social order are maintained without the State (or government). Many anarchists in the libertarian movement (including myself) were heavily influenced by the epistemological and moral theories of Ayn Rand. According to these anarchists, Rand's principles, if consistently applied, lead necessarily to a repudiation of government on moral grounds.

I call this rational anarchism, because it is grounded in the belief that we are fully capable, through reason, of discerning the principles of justice; and that we are capable, through rational persuasion and voluntary agreement, of establishing whatever institutions are necessary for the preservation and enforcement of justice. It is precisely because no government can be established by means of reason and mutual consent that all Objectivists should reject that institution as unjust in both theory and practice.

Although it is sometime useful to distinguish between the meanings of "State" and "government," such distinctions are irrelevant to the present discussion, so I shall use the terms interchangeably. Following the classic discussion of the sociologist and historian Max Weber, I shall define the "State" as a human community that (successfully) claims the monopoly of the legitimate use of physical force within a given territory."

The State is vested with the exclusive power to enact legislation, adjudicate legal disputes, enforce laws, etc., while forcibly preventing other individuals and associations from engaging in the same activities. The State, in other words, exercises a coercive monopoly in the enforcement of justice. This ultimate power of decision-making is known in political theory as "sovereignty." In the words of the historian A. P. d'Entreves, "the problem of the birth of the modern State is no other than the problem of the rise and final acceptance of the concept of sovereignty."

The concept of sovereignty is the focal point of the current debate between anarchists and minarchists (a label coined by Sam Konkin for the advocates of minimal, or "limited," government). The fundamental problem is this: Where does the right of sovereignty come from, and how can it be justified? This is an especially difficult problem for those in the Lockeian tradition of minarchism - which, in this context, includes the followers of Ayn Rand.

John Locke (like Ayn Rand) believed that all rights belong to individuals. There are no special "group rights" that exist in addition to individual rights. The rights of all groups (including the group that calls itself a "government") must be based on, and in some way derived from, the rights of individuals.

I call this approach political reductionism, because it maintains that the sovereign rights of a (legitimate) government are reducible to the rights of individuals. Political reductionism stands in opposition to political emergence theory, which argues that at least one right (usually the right to enforce the precepts of justice) does not originally belong to individuals, but emerges only in civil societies under government.

Now, having presented this background material, I will address several key issues in the minarchist/anarchist controversy.

 

AYN RAND AND THE SOCIAL CONTRACT TRADITION

According to John Locke, every person in an anarchistic state of nature would possess the "executive power" to enforce his own rights against the aggressive actions of others. But owing to various "inconveniences" (such as the likelihood of personal bias when acting as judge in one's own case), Locke argued that rational people would unanimously agree to leave this state of nature and join a "civil society," which would thereafter use majority rule to decide upon a particular form of government, such as constitutional monarchy, democracy, and so forth.

This "social contract" was Locke's way of accounting for our obligation to obey the political sovereign. Beginning with the rights of individuals, Locke tried to show how the executive power to enforce these natural rights would be delegated, through a process of consent, to government. Eighteenth-century Americans were chiefly indebted to John Locke for their belief in government by consent.

Ayn Rand defends a consent doctrine in several of her essays, but she never explains how this consent should manifest itself - whether, for example, it must be explicit or merely tacit (as Locke believed). Nor does she explain precisely which rights are delegated to government and how they are transferred. Therefore, although Rand appears to fall within the social contract tradition (at least in a general way), it is unclear where she would stand on the nature and method of political consent. I sincerely hope that some of her minarchist followers can shed some light on this problem.

 

CONSENT THEORY VS. GOVERNMENT

Many of John Locke's critics - such as David Hume, Josiah Tucker, Adam Smith, Edmund Burke, and Jeremy Bentham - argued that the inner logic of consent theory, if consistently applied, will land us in anarchy. As these critics pointed out, no government has ever originated in consent, and there is no reason to suppose that individuals, in full possession of their natural rights, would ever subordinate themselves voluntarily to a government.

I agree with these critics. If we accept the premise that individuals (and only individuals) possess equal and reciprocal rights, and if we insist that these individuals must consent to be ruled by a government, and if we condemn as illegitimate all governments that rule without consent - then all governments, past and present, have been illegitimate.

Furthermore, I maintain that Objectivists, if they are to remain true to the consent doctrine, must embrace this kind of "practical anarchism" and condemn all historical governments as unjust. True, Objectivists insist that government can be justified in theory - though none (that I know of) has ever spelled out the necessary criteria - but this theoretically legitimate government has never existed anywhere on this earth. Nor can it exist anywhere except in what Edmund Burke called "the fairyland of philosophy." As Josiah Tucker (a contemporary of Burke) put it, the consent theory of government is "the universal demolisher of all governments, but not the builder of any."

John Locke identified two fundamental problems that must be addressed by the political philosopher. First, what is the justification of the State? Second, assuming that we can justify the State in theory, what are the standards by which we can judge the legitimacy of a particular government? Too often minarchists deal only with the first question, while ignoring the second.

Suppose I am asked what could conceivably change my mind and cause me to endorse government, and suppose I give the following reply: "If I believed in the God of Christianity, and if I believed that God had dispatched a squad of angels to communicate with me personally, and if these angels told me that the State is a divine institution, ordained by God for the protection of human rights, and if these angels further informed me that anarchism would lead to widespread death and destruction - then, under these circumstances, I would abandon my anarchism in favor of minarchism."

But consider an important feature that would be missing from my newfound justification of the State. While believing that the State is justified, qua institution, I would not possess specific standards by which to judge whether a self-professed "government" is in fact a legitimate State at all, or whether it is merely a gang of usurpers and oppressors who claim to act on behalf of that divine institution.

As a remedy for this problem, suppose the angels provide me with a clear and unmistakable standard, to wit: "You will know legitimate rulers by the visible halos over their heads. This sign, and this sign alone, will mark the agents who are authorized by God to act on behalf of the State." Well, after looking around at the functionaries of existing governments, and after seeing no such halos, I would conclude that no one who presently claims to represent the State is morally authorized to do so. On the contrary, I would surmise that America is currently in a state of anarchy, since it contains no legitimate government - so, devoted minarchist that I am, I would dedicate my life to abolishing our wicked "government" and to exposing those Satanic politicians who fraudulently pose as functionaries of that divine institution, the State.

This is a species of the "practical anarchism" that Objectivists must logically endorse. For halos, they have substituted consent as the discernible sign of a legitimate government - and, like halos, consent is nowhere to be found in real-life governments. Hence, while defending the State in theory, these consent-minarchists should oppose all existing governments in practice. And this, I dare say, is a kind of minarchism that I can live with quite well - for we are more likely to be visited by angels than to find a government based on consent.

 

AYN RAND, ANARCHIST

My next point will probably cause me to be branded as a psycho-epistemological pervert, but here it is: I am convinced that Ayn Rand was essentially an anarchist in substance, if not in name. She was at most a nominal governmentalist. If the conventional meaning of a word is to count for anything at all (and it should), then Rand's ideal "government" is in fact no government at all, but is merely a sheep in wolf's clothing.

How can I make this outrageous claim? I base it on Rand's moral opposition to coercive taxation. The power of coercive taxation, as Alexander Hamilton said in The Federalist Papers is the very life-blood of government. Indeed, the great debate over ratification of the United States Constitution centered on whether or not the federal government should have the power to tax. The Articles of Confederation had withheld this power from Congress, reserving it exclusively for the states. Many Anti-Federalists opposed the Constitution because they realized that the federal government, if granted the power to lay and collect taxes directly from the people, would strip the states of their sovereign authority.

If the defenders of either side in the ratification debate had encountered Rand's argument for "voluntary taxation," they would have assailed it, first, as a veritable contradiction in terms (which it is), and, secondly, as a rejection of sovereign government altogether (which it also is). Virtually every defender of government - from John Locke to Thomas Jefferson to Ludwig von Mises - has recognized coercive taxation to be an essential component of sovereignty, a power without which no true government can exist.

The principle of "voluntary taxation" reduces Rand's "government" to a free-market protection agency, which, like every business, must either satisfy its customers or close up shop. What is to prevent a dissatisfied customer from withholding his money from a Randian "government," while subscribing instead to the services of another agency? Why cannot a landowner (or combination of landowners) refuse to pay for the services of their Randian "government," which they regard as inefficient, and take their business elsewhere?

The right to pay for services or not, according to one's own judgment, is a characteristic of the free market; it has no relationship, either theoretically or historically, to the institution of government. There is no way a government can retain its sovereign power - its monopoly on the use of legitimate force - if it does not possess the power of compulsory taxation.

When the nineteenth-century minarchist Auberon Herbert advanced his theory of "voluntary taxation," he was widely praised by anarchists, such as Benjamin Tucker, who embraced him as one of their own. But he was assailed by fellow minarchists, such as Herbert Spencer, who correctly pointed out that Herbert's position was indistinguishable from anarchism. Likewise, Rand's position on taxation places her squarely in the anarchist camp - her idiosyncratic use of the word "government" notwithstanding. We should focus in this debate on the concept of government and its essential characteristics, not on the word usage of a particular writer.

 

OBJECTIVE JUSTICE VS. LEGAL MONOPOLISM

I defend anarchism, or society without the State, because I believe that innocent people cannot be forced to surrender any of their natural rights. Those who wish to delegate some of their rights to a government are free to do so, provided they do not violate the rights of dissenters who choose not to endorse their government.

As Ayn Rand has said, the lives of other people are not yours to dispose of. Yet this is precisely what every government attempts to do. A government initiates physical force (or the threat of force) to prohibit other people from exercising their right to enforce the rules of justice. (Either every person has this executive power, or no one does, according to the principle of political reductionism.) A government, while engaging in certain activities which it claims are just, coercively prevents other people from engaging in those selfsame activities.

By what moral means, I ask, does a government come to possess this exclusive right? A government cannot bestow justice on an action that would be unjust if undertaken by someone else. Nor can a government, through force or arbitrary decree, render an action unjust when undertaken by someone else, if that same action is just when undertaken by government. The principles of justice are objective and therefore universal; they apply equally and without exception to every human being, as does every rational precept and procedure. A mathematical computation, for example, cannot be correct when computed by a government, and incorrect when computed by someone else. A deductive syllogism, if valid for those in government, is equally valid for those outside of government. Murder, if wrong when committed by an individual, is equally wrong when committed by a government.

Likewise, an activity, if moral when pursued by a government, is equally moral when pursued by someone else. All this should be obvious to those who agree with the principles put forth by Ayn Rand. If, therefore, the principles of justice are objective (i.e., knowable to human reason), then a government can no more claim a monopoly on the legitimate use of force than it can claim a monopoly on reason.

Those minarchists who claim that justice can prevail only under government must implicitly defend the view that justice is either subjective or intrinsic. If justice is subjective, if it varies from one person to the next, then government can be defended as necessary to establish objective rules. Likewise, if justice is intrinsic to government itself, if whatever a government decrees is necessarily just, then government is justified automatically.

If, however, justice is neither subjective nor intrinsic, but instead is objective - i.e., if it can be derived by rational methods from the facts of man's nature and the requirements of social existence - then the principles of justice are knowable to every rational person. This means that no person, group of persons, association, or institution whether known as "government," "State," or by any other name - can rightfully claim a legal monopoly in matters pertaining to justice.

Rational anarchism, in short, is simply the application of Ayn Rand's theory of objective knowledge to the realm of justice.

 

STATE-SOVEREIGNTY VS. SELF-SOVEREIGNTY

As far as I know, the first sustained attack on legal pluralism came from Marsilius of Padua in the fourteenth century. In his Defender of the Peace, Marsilius attacked the legal pluralism of his day - especially as it pertained to the political authority of the Church and he maintained that one authority, and one alone, should have sovereign power in a given territory.

In defense of this view, Marsilius argued that to deny the right of sovereignty leads ultimately to a logical contradiction. Someone - some person, association or institution - must have the authority to render a final verdict in order for a legal system to operate. One of Marsilius's more interesting examples went something like this:

Suppose two "competing governments" (to use the misleading terminology of Ayn Rand) claim jurisdiction over the same territory, and suppose both have the right to issue compulsory subpoenas that require a person to appear in court on a given day. Furthermore, suppose I receive subpoenas from both agencies demanding that I appear in court at exactly the same time. Since it is impossible for me to be in two places at once, it is impossible for me to obey both governments simultaneously.

Yet this conflicts with our initial premise - that both agencies have a rightful authority to issue subpoenas - because I am logically required to disobey at least one of these governments.

I don't know the official Objectivist position on subpoenas, but the logic of the foregoing argument can easily accommodate other examples. The important point here is the reasoning behind this "logic of sovereignty argument," as it is sometimes called. This argument exerted considerable influence after 1576, when Jean Bodin used it to defend absolute monarchy. It was also used for the same purpose in the seventeenth century by Sir Robert Filmer (Locke's dead adversary) and Thomas Hobbes.

It is scarcely accidental that the logic of sovereignty argument was a favorite among the defenders of absolutism, and was vigorously opposed by John Locke and other champions of limited government. For consider: If the sovereign (whether one man or group of men) is the final arbiter in all matters pertaining to justice, then how can the sovereign himself be held accountable for committing acts of injustice? The absolutists insisted that he cannot be so judged by any human authority; the sovereign was accountable to "none but God."

Sovereign power, in this view, must be absolute (i.e., unconditional), because by definition there is no higher authority than the sovereign himself. The sovereign is therefore above the law, not under it, which means that there can exist no rights of resistance and revolution by the people. To advocate a "divided sovereignty," according to Filmer, Hobbes and other absolutists, is to advocate anarchy.

I cannot go into the various ways that Locke and other minarchists tried to get around this logic of sovereignty argument, but I think the absolutists had the stronger philosophical case. Either a government has sovereign power, or it doesn't. Either a government has the final authority to render and execute legal decisions, or it doesn't. Sovereignty is an all-or-nothing affair. And if this is true, then no person has a right to resist the sovereign, however unjust his actions may appear. For who is to decide whether a law is unjust, if not the sovereign himself? Who is to decide whether a right has been violated, if not a sovereign government in its role as final arbiter?

In any dispute between a sovereign government and its subjects, the government itself must decide who is right; and, as Locke suggested, the sovereign, like everyone else, is likely to be biased in his own favor.. I would therefore like to know how those Objectivists who use the logic of sovereignty argument as a weapon against anarchism can avoid sliding down the slippery slope into absolutism.

If I am arrested for smoking pot or for reading a prohibited book (say, Atlas Shrugged) do I have a right forcibly to resist my incarceration?

If you say "no," then you are defending absolutism. If you say "yes," then what happened to the sovereign power of government to render final decisions in matters of law? - for in resisting the government I am clearly acting as judge in my own case.

Ayn Rand somewhere says that a government becomes tyrannical when it attempts to suppress freedom of speech and press, but who is to decide when this line has been crossed, if not the sovereign government? Surely we can't have crazy people like Ayn Rand running around condemning some laws as unjust and calling for disobedience, because this will lead to anarchy. We cannot preach sovereignty when it suits our purpose, and then oppose it when we don't like particular laws, for this undermines the rationale of sovereignty itself - i.e., that legal matters cannot be left to the discretion of individuals. The doctrine of natural rights, as foes of consent theory repeatedly pointed out, is inherently anarchistic. Burke called natural rights "a digest of anarchy," while Bentham castigated them as "anarchical fallacies."

If at any point Objectivists are willing to admit that individuals have the right to resist an unjust law or overthrow a despotic government, then they are conceding the basic premise of anarchism: namely, that true sovereignty resides in each individual, who has the right to assess the justice of a particular law, procedure or government.

There can be no (logically consistent) middle ground between state-sovereignty and self-sovereignty, between absolutism and anarchism. I defend the self-sovereignty of anarchism. If Objectivists do not understand how I can defend the individual as the "final authority in ethics," I recommend they read Ayn Rand's essay on that topic.

 

THE LOGIC OF STATE-SOVEREIGNTY VS. OBJECTIVE JUSTICE

In over twenty-five years of arguing with Randian minarchists, I have encountered few who seem even remotely aware that the logic of sovereignty argument has been a central theme in political theory for over four centuries. Those familiar with its long history will understand that it has everywhere and always been used to defend and expand the absolute power of government.

In The Federalist Papers, for example, both Madison and Hamilton repeatedly use the logic of sovereignty argument to defend extensive discretionary powers in the federal government, and to prove that no limit can logically be imposed on the taxing power of Congress. Indeed, Hamilton insists that an "unqualified" (i.e., absolute) power to tax is logically deducible from the axiom of sovereignty, and Madison defends a similar position.

As the saying goes, if you lie down with dogs, you get up with fleas. The minarchists who lie down with the logic of sovereignty argument are infested with the fleas of absolutism, but apparently they haven't noticed or don't care.

Our primary concern should be with the justice of a legal system - i.e., with what laws are enforced, not with who enforces them. This justice can be ascertained by objective standards of right.

If the legal system of an agency (whether governmental or private) is truly just as evaluated by objective standards - and if, by "competition," we mean any attempt forcibly to overturn this legal system, replacing it with an unjust system - then our agency may forcibly resist and overthrow the outlaw agency, owing to its effort to violate individual rights.

As I said, however, the right to suppress the outlaw agency has nothing to do with the alleged necessity for a final arbiter. Rather, it is simply an application of the right of every individual, whether by himself or in combination with others, to resist and repel despotism, whatever the source of that despotism may be. The pertinent issue, therefore, is not whether we need a coercive monopoly to enforce justice; but whether we can determine the justice of legal system by objective methods, and whether, having objectively condemned a given system as unjust, we can then forcibly resist any individual or agency which seeks to impose that system.

This has everything to do with the individual right of self-defense, as manifested in the libertarian rights of resistance and revolution, and has nothing whatever to do with the supposed need for a final arbiter.

Objectivists, if they are to remain true to the theory of rights defended by Ayn Rand, must agree with anarchists that the moral legitimacy of a particular government depends, not on the subjective claims of that government, but on true measure of justice in its legal system, as evaluated by objective criteria.

If a legal system is objectively just, then its enforcement agency (whether governmental or private) may properly restrain the "competition" of an unjust legal system, whether implemented by a government or by a private agency. If, however, the competitor also works within the framework of a just legal system (perhaps differing from the other agency in optional matters of procedure), then that competitor may not be forcibly restrained from entering into contractual relationships with willing customers.

The logic of sovereignty argument is valid only within a subjective theory of justice, where a coercive arbiter must prevail in the absence of reason. In an objective theory of justice, however, what appears to minarchists (mistakenly) as the logic of sovereignty - i.e., the right forcibly to eliminate unjust agencies - has in fact nothing to do with the supposed need for a final arbiter, but is instead the application of an individual's right of self-defense.

Minarchists, after noting that an objective theory of justice can generate the right to exclude competing agencies in some cases (i.e., when the agency is unjust), erroneously conclude that this right flows from political sovereignty. But sovereignty demands the exclusion of competing agencies in all cases, even if the competitor is far more just than the sovereign itself. Sovereignty, based as it is on subjectivism, cannot logically discriminate between just and unjust legal systems, so it transforms the de facto power of an existing government into de jure sovereignty - operating, in effect, from the maxim of Alexander Pope, "Whatever is, is right." This is why the theory of sovereignty and its attendant absolutism have always denied the rights of resistance and revolution.

A system of objective justice, on the other hand, enables us to discriminate between the initiation of force and the retaliatory use of force, thereby providing a rational method of assessing any person, agency or government which claims to use legitimate violence. Furthermore, a system of objective justice defines and sanctions the use of defensive violence, which has traditionally been expressed in libertarian theory as the rights of resistance and revolution.

These rights, which stem from the individual right of self-defense, can justify the suppression of any agency or government that seeks to impose an unjust legal system. And though this suppression of "competition" may sometimes bear a superficial resemblance to the sovereign suppression of all competition (whether just or unjust), this should not mislead Objectivists and libertarians into supposing that these two actions - one by a sovereign government, the other by a private justice agency - are based on the same mode of justification.

One (suppression by a sovereign government) is rooted in political subjectivism (or relativism), and has no relationship to the justice or injustice of the victimized agency. The other (suppression by a justice agency) is rooted in political objectivism, and is confined solely the suppression of unjust agencies and governments. The former power is justified by political sovereignty, a right that cannot be reduced to the rights of individuals. The latter power is justified by the right of self-defense, a right that is possessed equally by every individual and can be delegated (or not) to a specialized agency. The former theory leads necessarily to absolutism and cannot be reconciled with consent. The latter theory generates agencies whose power is specifically limited by the consensual delegation of rights by individuals.

As I have said before, we must ultimately choose between state-sovereignty and self-sovereignty, between absolutism and anarchy, between subjective decree and objective justice. There is no middle ground in logic. The chickens of the Law of the Excluded Middle have come home to roost. And they are fouling the minarchist nest.

 

LEGAL PLURALISM VS. STATE-SOVEREIGNTY IN HISTORY

The lesson here is that power is always dangerous, regardless of who wields it - be it a private protection agency or a sovereign government.

As Acton said, "Power tends to corrupt, and absolute power corrupts absolutely." Even the rulers in an ideal Objectivist society would be likely to abuse their power, and would therefore require constant monitoring. (I ask you, who is more likely to seek power in an Objectivist society - the Howard Roarks or the Ellsworth Tooheys?) It was this concern about the abuse of power that led Thomas Jefferson and others in his tradition to favor decentralization, a system in which power is checked by other external powers.

This was the original idea behind "limited government." A "limited government" was a government whose power was limited, or checked, by another power external to itself. Ultimately, according to Locke, Jefferson, and other minarchists, the only effective check on sovereign power is the right of the people to resist unjust laws and overthrow despotic governments. This sovereign right of the people was the external check that imposed real limits on a "limited government."

There are very good reasons to suppose that legal pluralism would be more effective in preserving justice than legal monism. The Western legal tradition, as many historians have pointed out, was rooted in legal pluralism. Legal pluralism existed in Europe for many centuries, until it was finally destroyed by rapacious and violent monarchs. Medieval Europe had a complex network of political authorities, legal systems and overlapping jurisdictions. There existed customary law, the king's law, feudal law, municipal law, canon law, and so forth. What some minarchists claim cannot exist, therefore, did in fact exist for many centuries.

Moreover, as Voltaire, Lord Acton and other liberal historians have argued, the Western World owes its liberty to the conflict among these competing authorities. Neither the spiritual nor the temporal authorities had libertarian intentions, but the ongoing competition between these institutions gradually led to the development of "intermediate" institutions (such as municipalities), as Pope and Prince conceded various "liberties" and "immunities" in an effort to win allies to their side. And it was these intermediate institutions, not governments, which were largely responsible for the freedom that is unique to the Western World.

A remarkable system of competing governments also existed in America for many decades prior to the War for Independence. The colonials came to regard their provincial governments as independent and autonomous institutions that were necessary to check British power. And the British government, in its turn, restrained the power of the colonial assemblies. This situation resulted in a paralysis of power (since neither government could do much) and in a great deal of personal liberty.

Later, after the countervailing power of Britain had been eliminated by a successful Revolution, the Constitution established a powerful national government - which, as Madison proudly announced during the Philadelphia Convention, was vested with greater powers than even the British Parliament against which Americans "have so lately rebelled."

This sentiment was seconded in The Federalist Papers by Alexander Hamilton, who criticized the fundamental principles of the American Revolution, called for their repudiation by the American people, and advocated instead a Constitution and monopolistic government that were based on a newer and more sophisticated "science" of political sovereignty.

In just a few short years the decentralized legal pluralism of pre-Revolutionary America had succumbed to the logic of sovereignty and a powerful central government - those evil Siamese-twins that are largely responsible for our present unhappy condition.

Consider two of the most powerful and influential ideas in twentieth century politics: the notion of an all-powerful State that is the sole arbiter of justice, and the notion of an infallible general will that can force people to be free. The former was the brainchild of Thomas Hobbes, the latter of J.J. Rousseau. Consider also that it was these two philosophers of sovereignty who, more than anyone else, separated sovereignty from its religious roots in the divine right of kings, gave it a secular foundation, and unleashed the "mortal god" of Leviathan on the Western World.

I don't defend anarchism because I ever expect to see an anarchist society. (An anarchist America is almost as unlikely as an Objectivist America.) But I do think we can effectively combat statism with the right intellectual ammunition, and this includes the total repudiation of political sovereignty in favor of individual rights and voluntary institutions.

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The address of this document:
http://www.ifi.uio.no/~thomas/po/rational-anarchism.html

Author's address:
smikro@earthlink.net

Index to the Post-Objectivism web site:
http://www.ifi.uio.no/~thomas/po/articles.html

 

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NOTES ON ANARCHISM

 Noam Chomsky

Taken from "For Reasons of State", 1970 

See more of Chomsky's reflections on Anarchism @ www.zmag.org/chomsky/interviews/

 

A French writer, sympathetic to anarchism, wrote in the 1890s that ``anarchism has a broad back, like paper it endures anything''---including, he noted those whose acts are such that ``a mortal enemy of anarchism could not have done better.''[1] There have been many styles of thought and action that have been referred to as ``anarchist.'' It would be hopeless to try to encompass all of these conflicting tendencies in some general theory or ideology. And even if we proceed to extract from the history of libertarian thought a living, evolving tradition, as Daniel Guerin does in Anarchism, it remains difficult to formulate its doctrines as a specific and determinate theory of society and social change. The anarchist historian Rudolph Rocker, who presents a systematic conception of the development of anarchist thought towards anarchosyndicalism, along lines that bear comparison to Guerins work, puts the matter well when he writes that anarchism is not "a fixed, self-enclosed social system but rather a definite trend in the historic development of mankind, which, in contrast with the intellectual guardianship of all clerical and governmental institutions, strives for the free unhindered unfolding of all the individual and social forces in life. Even freedom is only a relative, not an absolute concept, since it tends constantly to become broader and to affect wider circles in more manifold ways.

For the anarchist, freedom is not an abstract philosophical concept, but the vital concrete possibility for every human being to bring to full development all the powers, capacities, and talents with which nature has endowed him, and turn them to social account. The less this natural development of man is influenced by ecclesiastical or political guardianship, the more efficient and harmonious will human personality become, the more will it become the measure of the intellectual culture of the society in which it has grown. [2]

One might ask what value there is in studying a ``definite trend in the historic development of mankind'' that does not articulate a specific and detailed social theory. Indeed, many commentators dismiss anarchism as utopian, formless, primitive, or otherwise incompatible with the realities of a complex society. One might, however, argue rather differently: that at every stage of history our concern must be to dismantle those forms of authority and oppression that survive from an era when they might have been justified in terms of the need for security or survival or economic development, but that now contribute to- rather than alleviate- material and cultural deficit. If so, there will be no doctrine of social change fixed for the present and future, nor even, necessarily, a specific and unchanging concept of the goals towards which social change should tend. Surely our understanding of the nature of man or of the range of viable social forms is so rudimentary that any far-reaching doctrine must be treated with great skepticism, just as skepticism is in order when we hear that ``human nature'' or ``the demands of efficiency'' or ``the complexity of modern life'' requires this or that form of oppression and autocratic rule. Nevertheless, at a particular time there is every reason to develop, insofar as our understanding permits, a specific realization of this definite trend in the historic development of mankind, appropriate to the tasks of the moment. For Rocker, ``the problem that is set for our time is that of freeing man from the curse of economic exploitation and political and social enslavement''; and the method is not the conquest and exercise of state power, nor stultifying parliamentarianism, but rather ``to reconstruct the economic life of the peoples from the ground up and build it up in the spirit of Socialism.'' But only the producers themselves are fitted for this task, since they are the only value-creating element in society out of which a new future can arise. Theirs must be the task of freeing labor from all the fetters which economic exploitation has fastened on it, of freeing society from all the institutions and procedure of political power, and of opening the way to an alliance of free groups of men and women based on co-operative labor and a planned administration of things in the interest of the community.

To prepare the toiling masses in the city and country for this great goal and to bind them together as a militant force is the objective of modern Anarcho-syndicalism, and in this its whole purpose is exhausted. [p 108] As a socialist, Rocker would take for granted ``that the serious, final, complete liberation of the workers is possible only upon one condition: that of the appropriation of capital, that is, of raw material and all the tools of labor, including land, by the whole body of the workers.'' [3] As an anarchosyndicalist, he insists, further, that the workers' organizations create ``not only the ideas, but also the facts of the future itself'' in the prerevolutionary period, that they embody in themselves the structure of the future society- and he looks forward to a social revolution that will dismantle the state apparatus as well as expropriate the expropriators. ``What we put in place of the government is industrial organization.'' Anarcho-syndicalists are convinced that a Socialist economic order cannot be created by the decrees and statutes of a government, but only by the solidaric collaboration of the workers with hand and brain in each special branch of production; that is, through the taking over of the management of all plants by the producers themselves under such form that the separate groups, plants, and branches of industry are independent members of the general economic organism and systematically carry on production and the distribution of the products in the interest of the community on the basis of free mutual agreements. [p 94]

Rocker was writing at a moment when such ideas had been put into practice in a dramatic way in the Spanish Revolution. Just prior to the outbreak of the revolution, the anarchosyndicalist economist Diego Abad de Santillan had written: ...in facing the problem of social transformation, the Revolution cannot consider the state as a medium, but must depend on the organization of producers. We have followed this norm and we find no need for the hypothesis of a superior power to organized labor, in order to establish a new order of things.

We would thank anyone to point out to us what function, if any, the State can have in an economic organization, where private property has been abolished and in which parasitism and special privilege have no place. The suppression of the State cannot be a languid affair; it must be the task of the Revolution to finish with the State. Either the Revolution gives social wealth to the producers in which case the producers organize themselves for due collective distribution and the State has nothing to do; or the Revolution does not give social wealth to the producers, in which case the Revolution has been a lie and the State would continue.

Our federal council of economy is not a political power but an economic and administrative regulating power. It receives its orientation from below and operates in accordance with the resolutions of the regional and national assemblies. It is a liaison corps and nothing else. [4] Engels, in a letter of 1883, expressed his disagreement with this conception as follows: The anarchists put the thing upside down. They declare that the proletarian revolution must begin by doing away with the political organization of the state....But to destroy it at such a moment would be to destroy the only organism by means of which the victorious proletariat can assert its newly-conquered power, hold down its capitalist adversaries, and carry out that economic revolution of society without which the whole victory must end in a new defeat and a mass slaughter of the workers similar to those after the Paris commune. [5] In contrast, the anarchists---most eloquently Bakunin---warned of the dangers of the ``red bureaucracy,'' which would prove to be ``the most vile and terrible lie that our century has created.'' [6] The anarchosyndicalist Fernand Pelloutier asked: ``Must even the transitory state to which we have to submit necessarily and fatally be a collectivist jail? Can't it consist in a free organization limited exclusively by the needs of production and consumption, all political institutions having disappeared?'' [7] I do not pretend to know the answers to this question. But it seems clear that unless there is, in some form, a positive answer, the chances for a truly democratic revolution that will achieve the humanistic ideals of the left are not great. Martin Buber put the problem succinctly when he wrote: ``One cannot in the nature of things expect a little tree that has been turned into a club to put forth leaves.'' [8]

The question of conquest or destruction of state power is what Bakunin regarded as the primary issue dividing him from Marx. [9] In one form or another, the problem has arisen repeatedly in the century since, dividing ``libertarian'' from ``authoritarian'' socialists. Despite Bakunin's warnings about the red bureaucracy, and their fulfillment under Stalin's dictatorship, it would obviously be a gross error in interpreting the debates of a century ago to rely on the claims of contemporary social movements as to their historical origins. In particular, it is perverse to regard Bolshevism as ``Marxism in practice.'' Rather, the left-wing critique of Bolshevism, taking account of the historical circumstances surrounding the Russian Revolution, is far more to the point. [10] The anti-Bolshevik, left-wing labor movement opposed the Leninists because they did not go far enough in exploiting the Russian upheavals for strictly proletarian ends. They became prisoners of their environment and used the international radical movement to satisfy specifically Russian needs, which soon became synonymous with the needs of the Bolshevik Party-State. The ``bourgeois'' aspects of the Russian Revolution were now discovered in Bolshevism itself: Leninism was adjudged a part of international social-democracy, differing from the latter only on tactical issues. [11]

If one were to seek a single leading idea within the anarchist tradition, it should, I believe, be that expressed by Bakunin when, in writing on the Paris Commune, he identified himself as follows: I am a fanatic lover of liberty, considering it as the unique condition under which intelligence, dignity and human happiness can develop and grow; not the purely formal liberty conceded, measured out and regulated by the State, an eternal lie which in reality represents nothing more than the privilege of some founded on the slavery of the rest; not the individualistic, egoistic, shabby, and fictitious liberty extolled by the School of J.-J. Rousseau and other schools of bourgeois liberalism, which considers the would-be rights of all men, represented by the State which limits the rights of each- an idea that leads inevitably to the reduction of the rights of each to zero. No, I mean the only kind of liberty that is worthy of the name, liberty that consists in the full development of all the material, intellectual and moral powers that are latent in each person; liberty that recognizes no restrictions other than those determined by the laws of our own individual nature, which cannot properly be regarded as restrictions since these laws are not imposed by any outside legislator beside or above us, but are immanent and inherent, forming the very basis of our material, intellectual and moral being- they do not limit us but are the real and immediate conditions of our freedom. [12]

These ideas grew out of the Enlightenment; their roots are in Rousseau's Discourse on Inequality, Humboldt's Limits of State Action, Kant's insistence, in his defense of the French Revolution, that freedom is the precondition for acquiring the maturity for freedom, not a gift to be granted when such maturity is achieved. With the development of industrial capitalism, a new and unanticipated system of injustice, it is libertarian socialism that has preserved and extended the radical humanist message of the Enlightenment and the classical liberal ideals that were perverted into an ideology to sustain the emerging social order. In fact, on the very same assumptions that led classical liberalism to oppose the intervention of the state in social life, capitalist social relations are also intolerable. This is clear, for example, from the classic work of Humboldt, The Limits of State Action, which anticipated and perhaps inspired Mill. This classic of liberal thought, completed in 1792, is in its essence profoundly, though prematurely, anticapitalist. Its ideas must be attenuated beyond recognition to be transmuted into an ideology of industrial capitalism. Humboldt's vision of a society in which social fetters are replaced by social bonds and labor is freely undertaken suggests the early Marx., with his discussion of the ``alienation of labor when work is external to the worker...not part of his nature... [so that] he does not fulfill himself in his work but denies himself... [and is] physically exhausted and mentally debased,'' alienated labor that ``casts some of the workers back into a barbarous kind of work and turns others into machines,'' thus depriving man of his ``species character'' of ``free conscious activity'' and ``productive life.'' Similarly, Marx conceives of ``a new type of human being who needs his fellow men... [The workers' association becomes] the real constructive effort to create the social texture of future human relations.'' [13]

t is true that classical libertarian thought is opposed to state intervention in social life, as a consequence of deeper assumptions about the human need for liberty, diversity, and free association. On the same assumptions, capitalist relations of production, wage labor, competitiveness, the ideology of ``possessive individualism''- all must be regarded as fundamentally antihuman. Libertarian socialism is properly to be regarded as the inheritor of the liberal ideals of the Enlightenment. Rudolf Rocker describes modern anarchism as ``the confluence of the two great currents which during and since the French revolution have found such characteristic expression in the intellectual life of Europe: Socialism and Liberalism.'' The classical liberal ideals, he argues, were wrecked on the realities of capitalist economic forms. Anarchism is necessarily anticapitalist in that it ``opposes the exploitation of man by man.'' But anarchism also opposes ``the dominion of man over man.'' It insists that ``socialism will be free or it will not be at all. In its recognition of this lies the genuine and profound justification for the existence of anarchism.''[14] From this point of view, anarchism may be regarded as the libertarian wing of socialism. It is in this spirit that Daniel Gu&eacuterin has approached the study of anarchism in Anarchism and other works.[15] Gu&eacuterin quotes Adolph Fischer, who said that ``every anarchist is a socialist but not every socialist is necessarily an anarchist.'' Similarly Bakunin, in his ``anarchist manifesto'' of 1865, the program of his projected international revolutionary fraternity, laid down the principle that each member must be, to begin with, a socialist.

A consistent anarchist must oppose private ownership of the means of production and the wage slavery which is a component of this system, as incompatible with the principle that labor must be freely undertaken and under the control of the producer. As Marx put it, socialists look forward to a society in which labor will ``become not only a means of life, but also the highest want in life,'' [16] an impossibility when the worker is driven by external authority or need rather than inner impulse: ``no form of wage-labor, even though one may be less obnoxious that another, can do away with the misery of wage-labor itself.'' [17] A consistent anarchist must oppose not only alienated labor but also the stupefying specialization of labor that takes place when the means for developing production mutilate the worker into a fragment of a human being, degrade him to become a mere appurtenance of the machine, make his work such a torment that its essential meaning is destroyed; estrange from him the intellectual potentialities of the labor process in very proportion to the extent to which science is incorporated into it as an independent power... [18] Marx saw this not as an inevitable concomitant of industrialization, but rather as a feature of capitalist relations of production.

The society of the future must be concerned to ``replace the detail-worker of today...reduced to a mere fragment of a man, by the fully developed individual, fit for a variety of labours...to whom the different social functions...are but so many modes of giving free scope to his own natural powers.'' [19] The prerequisite is the abolition of capital and wage labor as social categories (not to speak of the industrial armies of the ``labor state'' or the various modern forms of totalitarianism since capitalism).

The reduction of man to an appurtenance of the machine, a specialized tool of production, might in principle be overcome, rather than enhanced, with the proper development and use of technology, but not under the conditions of autocratic control of production by those who make man an instrument to serve their ends, overlooking his individual purposes, in Humboldt's phrase.

Anarchosyndicalists sought, even under capitalism, to create ``free associations of free producers'' that would engage in militant struggle and prepare to take over the organization of production on a democratic basis. These associations would serve as ``a practical school of anarchism.'' [20] If private ownership of the means of production is, in Proudhon's often quoted phrase, merely a form of ``theft''- ``the exploitation of the weak by the strong'' [21]- control of production by a state bureaucracy, no matter how benevolent its intentions, also does not create the conditions under which labor, manual and intellectual, can become the highest want in life. Both, then, must be overcome. In his attack on the right of private or bureaucratic control over the means of production,, the anarchist takes his stand with those who struggle to bring about ``the third and last emancipatory phase of history,'' the first having made serfs out of slaves, the second having made wage earners out of serfs, and the third which abolishes the proletariat in a final act of liberation that places control over the economy in the hands of free and voluntary associations of producers (Fourier, 1848.) [22] The imminent danger to ``civilization'' was noted by de Tocqueville, also in 1848: As long as the right of property was the origin and groundwork of many other rights, it was easily defended---or rather it was not attacked; it was then the citadel of society while all the other rights were its outworks; it did not bear the brunt of attack and, indeed, there was no serious attempt to assail it. but today, when the right of property is regarded as the last undestroyed remnant of the aristocratic world, when it alone is left standing, the sole privilege in an equalized society, it is a different matter.

Consider what is happening in the hearts of the working-classes, although I admit they are quiet as yet. It is true that they are less inflamed than formerly by political passions properly speaking; but do you not see that their passions, far from being political, have become social? Do you not see that, little by little, ideas and opinions are spreading amongst them which aim not merely at removing such and such laws, such a ministry or such a government, but at breaking up the very foundations of society itself?[23] The workers of Paris, in 1871, broke the silence, and proceeded to abolish property, the basis of all civilization! Yes, gentlemen, the Commune intended to abolish that class property which makes the labor of the many the wealth of the few. It aimed at the expropriation of the expropriators. It wanted to make individual property a truth by transforming the means of production, land and capital, now chiefly the means of enslaving and exploiting labor, into mere instruments of free and associated labor. [24] The Commune, of course, was drowned in blood. The nature of the ``civilization'' that the workers of Paris sought to overcome in their attack on ``the very foundations of society itself'' was revealed, once again, when the troops of the Versailles government reconquered Paris from its population.

As Marx wrote, bitterly but accurately: The civilization and justice of bourgeois order comes out in its lurid light whenever the slaves and drudges of that order rise against their masters. Then this civilization and justice stand forth as undisguised savagery and lawless revenge... the infernal deeds of the soldiery reflect the innate spirit of that civilization of which they are the mercenary vindicators... The bourgeoisie of the whole world, which looks complacently upon the wholesale massacre after the battle, is convulsed by horror at the destruction of brick and mortar. [Ibid., pp 74, 77] Despite the violent destruction of the Commune, Bakunin wrote that Paris opens a new era, ``that of the definitive and complete emancipation of the popular masses and their future true solidarity, across and despite state boundaries...the next revolution of man, international in solidarity, will be the resurrection of Paris''- a revolution that the world still awaits.

The consistent anarchist, then, should be a socialist, but a socialist of a particular sort. He will not only oppose alienated and specialized labor and look forward to the appropriation of capital by the whole body of workers, but he will also insist that this appropriation be direct, not exercised by some elite force acting in the name of the proletariat. He will, in short, oppose the organization of production by the Government. It means State-socialism, the command of the State officials over production and the command of managers, scientists, shop-officials in the shop... The goal of the working class is liberation from exploitation. This goal is not reached and cannot be reached by a new directing and governing class substituting itself for the bourgeoisie. It is only realized by the workers themselves being master over production. These remarks are taken from ``Five Theses on the Class Struggle'' by the left-wing Marxist Anton Pannekoek, one of the outstanding left theorists of the council communist movement. And in fact, radical Marxism merges with anarchist currents. As a further illustration, consider the following characterization of ``revolutionary Socialism'': The revolutionary Socialist denies that State ownership can end in anything other than a bureaucratic despotism.

We have seen why the State cannot democratically control industry. Industry can only be democratically owned and controlled by the workers electing directly from their own ranks industrial administrative committees. Socialism will be fundamentally an industrial system; its constituencies will be of an industrial character. Thus those carrying on the social activities and industries of society will be directly represented in the local and central councils of social administration. In this way the powers of such delegates will flow upwards from those carrying on the work and conversant with the needs of the community. When the central administrative industrial committee meets it will represent every phase of social activity. Hence the capitalist political or geographical state will be replaced by the industrial administrative committee of Socialism.

The transition from the one social system to the other will be the social revolution. The political State throughout history has meant the government of men by ruling classes; the Republic of Socialism will be the government of industry administered on behalf of the whole community. The former meant the economic and political subjection of the many; the latter will mean the economic freedom of all- it will be, therefore, a true democracy. This programmatic statement appears in William Paul's The State, its Origins and Functions, written in early 1917- shortly before Lenin's State and Revolution, perhaps his most libertarian work (see note 9). Paul was a member of the Marxist-De Leonist Socialist Labor Party and later one of the founders of the British Communist Party. [25] His critique of state socialism resembles the libertarian doctrine of the anarchists in its principle that since state ownership and management will lead to bureaucratic despotism, the social revolution must replace it by the industrial organization of society with direct workers' control. Many similar statements can be cited. What is far more important is that these ideas have been realized in spontaneous revolutionary action, for example in Germany and Italy after World War I and in Spain (not only in the agricultural countryside, but also in industrial Barcelona) in 1936.

One might argue that some form of council communism is the natural form of revolutionary socialism in an industrial society. It reflects the intuitive understanding that democracy is severely limited when the industrial system is controlled by any form of autocratic elite, whether of owners, managers and technocrats, a ``vanguard'' party, or a state bureaucracy. Under these conditions of authoritarian domination the classical libertarian ideals developed further by Marx and Bakunin and all true revolutionaries cannot be realized; man will not be free to develop his own potentialities to their fullest, and the producer will remain ``a fragment of a human being,'' degraded, a tool in the productive process directed from above.

The phrase ``spontaneous revolutionary action'' can be misleading. The anarchosyndicalists, at least, took very seriously Bakunin's remark that the workers' organizations must create ``not only the ideas but also the facts of the future itself'' in the prerevolutionary period. The accomplishments of the popular revolution in Spain, in particular, were based on the patient work of many years of organization and education, one component of a long tradition of commitment and militancy. The resolutions of the Madrid Congress of June 1931 and the Saragossa Congress in May 1936 foreshadowed in many ways the acts of the revolution, as did the somewhat different ideas sketched by Santillan (see note 4) in his fairly specific account of the social and economic organization to be instituted by the revolution. Gu&eacuterin writes ``The Spanish revolution was relatively mature in the minds of libertarian thinkers, as in the popular consciousness.'' And workers' organizations existed with the structure, the experience, and the understanding to undertake the task of social reconstruction when, with the Franco coup, the turmoil of early 1936 exploded into social revolution. In his introduction to a collection of documents on collectivization in Spain, the anarchist Augustin Souchy writes: For many years, the anarchists and the syndicalists of Spain considered their supreme task to be the social transformation of the society. In their assemblies of Syndicates and groups, in their journals, their brochures and books, the problem of the social revolution was discussed incessantly and in a systematic fashion.[26] All of this lies behind the spontaneous achievements, the constructive work of the Spanish Revolution.

The ideas of libertarian socialism, in the sense described, have been submerged in the industrial societies of the past half-century. The dominant ideologies have been those of state socialism or state capitalism (of increasingly militarized character in the United States, for reasons that are not obscure.) [27] But there has been a rekindling of interest in the past few years. The theses I quoted by Anton Pannekoek were taken from a recent pamphlet of a radical French workers' group (Informations Correspondance Ouvri&egravere). The remarks by William Paul on revolutionary socialism are cited in a paper by Walter Kendall given at the National Conference on Workers' Control in Sheffield, England, in March 1969.

The workers' control movement has become a significant force in England in the past few years. It has organized several conferences and has produced a substantial pamphlet literature, and counts among its active adherents representatives of some of the most important trade unions. The Amalgamated Engineering and Foundryworkers' Union, for example, has adopted, as official policy, the program of nationalization of basic industries under ``workers' control at all levels.''[28] On the Continent, there are similar developments. May 1968 of course accelerated the growing interest in council communism and related ideas in France and Germany, as it did in England.

Given the highly conservative cast of our highly ideological society, it is not too surprising that the United States has been relatively untouched by these developments. But that too may change. The erosion of cold-war mythology at least makes it possible to raise these questions in fairly broad circles. If the present wave of repression can be beaten back, if the left can overcome its more suicidal tendencies and build upon what has been accomplished in the past decade, then the problem of how to organize industrial society on truly democratic lines, with democratic control in the workplace and in the community, should become a dominant intellectual issue for those who are alive to the problems of contemporary society, and, as a mass movement for libertarian socialism develops, speculation should proceed to action. In his manifesto of 1865, Bakunin predicted that one element in the social revolution will be ``that intelligent and truly noble part of youth which, though belonging by birth to the privileged classes, in its generous convictions and ardent aspirations, adopts the cause of the people.'' Perhaps in the rise of the student movement of the 1960s one sees steps towards a fulfillment of this prophecy. Daniel Gu&eacuterin has undertaken what he has described as a ``process of rehabilitation'' of anarchism. He argues, convincingly I believe, that ``the constructive ideas of anarchism retain their vitality, that they may, when re-examined and sifted, assist contemporary socialist thought to undertake a new departure...[and] contribute to enriching Marxism.''[29] >From the ``broad back'' of anarchism he has selected for more intensive scrutiny those ideas and actions that can be described as libertarian socialist. This is natural and proper. This framework accommodates the major anarchist spokesmen as well as the mass actions that have been animated by anarchist sentiments and ideals. Gu&eacuterin is concerned not only with anarchist thought but also with the spontaneous actions of popular revolutionary struggle. He is concerned with social as well as intellectual creativity. Furthermore, he attempts to draw from the constructive achievements of the past lessons that will enrich the theory of social liberation.

For those who wish not only to understand the world, but also to change it, this is the proper way to study the history of anarchism. Gu&eacuterin describes the anarchism of the nineteenth century as essentially doctrinal, while the twentieth century, for the anarchists, has been a time of ``revolutionary practice.''[30] Anarchism reflects that judgment. His interpretation of anarchism consciously points toward the future. Arthur Rosenberg once pointed out that popular revolutions characteristically seek to replace ``a feudal or centralized authority ruling by force'' with some form of communal system which ``implies the destruction and disappearance of the old form of State.'' Such a system will be either socialist or an ``extreme form of democracy...[which is] the preliminary condition for Socialism inasmuch as Socialism can only be realized in a world enjoying the highest possible measure of individual freedom.'' This ideal, he notes, was common to Marx and the anarchists.[31] This natural struggle for liberation runs counter to the prevailing tendency towards centralization in economic and political life. A century ago Marx wrote that the workers of Paris ``felt there was but one alternative---the Commune, or the empire---under whatever name it might reappear.'' The empire had ruined them economically by the havoc it made of public wealth, by the wholesale financial swindling it fostered, by the props it lent to the artificially accelerated centralization of capital, and the concomitant expropriation of their own ranks. It had suppressed them politically, it had shocked them morally by its orgies, it had insulted their Voltairianism by handing over the education of their children to the fr&egraveres Ignorantins, it had revolted their national feeling as Frenchmen by precipitating them headlong into a war which left only one equivalent for the ruins it made- the disappearance of the empire.[32] The miserable Second Empire ``was the only form of government possible at a time when the bourgeoisie had already lost, and the working class had not yet acquired, the faculty of ruling the nation.'' It is not very difficult to rephrase these remarks so that they become appropriate to the imperial systems of 1970.

The problem of ``freeing man from the curse of economic exploitation and political and social enslavement'' remains the problem of our time. As long as this is so, the doctrines and the revolutionary practice of libertarian socialism will serve as an inspiration and guide. Footnotes [1] Octave Mirbeau, quoted in James Joll, The Anarchists, pp 145-6. [2] Rudolf Rocker, Anarcho syndicalism, p 31. [3] Cited by Rocker, ibid., p 77. This quotation and that in the next sentence are from Michael Bakunin, ``The Program of the Alliance,'' in Sam Dolgoff, ed. and trans., Bakunin on Anarchy, p 255. [4] Diego Abad de Santillan, After the Revolution, p 86. In the last chapter, written several months after the revolution had begun, he expresses his dissatisfaction with what had so far been achieved along these lines. On the accomplishments of the social revolution in Spain, see my American Power and the New Mandarins, chap. 1, and references cited there; the important study by Broué and T&eacutemime has since been translated into English. Several other important studies have appeared since, in particular: Frank Mintz, L'Autogestion dans l'Espagne r&eacutevolutionaire (Paris: Editions B&eacutelibaste, 1971); C&eacutesar M. Lorenzo, Les Anarchistes espagnols et le pouvoir, 1868-1969 (Paris: Editions du Seuil, 1969); Gaston Leval, Espagne libertaire, 1936-1939: L'Oeuvre constructive de la R&eacutevolution espagnole (Paris: Editions du Cercle, 1971). See also Vernon Richards, Lessons of the Spanish Revolution, enlarged 1972 edition. [5] Cited by Robert C. Tucker, The Marxian Revolutionary Idea, in his discussion of Marxism and anarchism. [6] Bakunin, in a letter to Herzen and Ogareff, 1866. Cited by Daniel Gu&eacuterin, Jeunesse du socialisme libertaire, p 119. [7] Fernand Pelloutier, cited in Joll, Anarchists. The source is ``L'Anarchisme et les syndicats ouvriers,'' Les Temps nouveaux, 1895. The full text appears in Daniel Gu&eacuterin, ed., Ni Dieu, ni Ma&icirctre, an excellent historical anthology of anarchism. [8]

Martin Buber, Paths in Utopia, p 127. [9] ``No state, however democratic,'' Bakunin wrote, ``not even the reddest republic---can ever give the people what they really want, i.e., the free self-organization and administration of their own affairs from the bottom upward, without any interference or violence from above, because every state, even the pseudo-People's State concocted by Mr. Marx, is in essence only a machine ruling the masses from above, from a privileged minority of conceited intellectuals, who imagine that they know what the people need and want better than do the people themselves....'' ``But the people will feel no better if the stick with which they are being beaten is labeled `the people's stick' '' (Statism and Anarchy [1873], in Dolgoff, Bakunin on Anarchy, p 338) -``the people's stick'' being the democratic Republic. Marx, of course, saw the matter differently. For discussion of the impact of the Paris Commune on this dispute, see Daniel Gu&eacuterin's comments in Ni Dieu, ni Ma&icirctre; these also appear, slightly extended, in his Pour un marxisme libertaire. See also note 24. [10] On Lenin's ``intellectual deviation'' to the left during 1917, see Robert Vincent Daniels, ``The State and Revolution: a Case Study in the Genesis and Transformation of Communist Ideology,'' American Slavic and East European Review, vol 12, no 1 (1953). [11] Paul Mattick, Marx and Keynes, p 295. [12] Michael Bakunin, ``La Commune de Paris et la notion de l'&eacutetat,'' reprinted in Gu&eacuterin, Ni Dieu, ni Ma&icirctre. Bakunin's final remark on the laws of individual nature as the condition of freedom can be compared to the creative thought developed in the rationalist and romantic traditions. See my Cartesian Linguistics and Language and Mind. [13] Shlomo Avineri, The Social and Political Thought of Karl Marx, p 142, referring to comments in The Holy Family. Avineri states that within the socialist movement only the Israeli kibbutzim ``have perceived that the modes and forms of present social organization will determine the structure of future society.'' This, however, was a characteristic position of anarchosyndicalism, as noted earlier. [14] Rocker, Anarcho syndicalism, p 28. [15] See Gu&eacuterin's works cited earlier. [16] Karl Marx, Critique of the Gotha Programme. [17] Karl Marx, Grundrisse der Kritik der Politischen &Oumlkonomie, cited by Mattick, Marx and Keynes, p 306. In this connection, see also Mattick's essay ``Workers' Control,'' in Priscilla Long, ed., The New Left; and Avineri, Social and Political Thought of Marx. [18] Karl Marx, Capital, quoted by Robert Tucker, who rightly emphasizes that Marx sees the revolutionary more as a ``frustrated producer'' than a ``dissatisfied consumer'' (The Marxian Revolutionary Idea). This more radical critique of capitalist relations of production is a direct outgrowth of the libertarian thought of the Enlightenment. [19] Marx, Capital, cited by Avineri, Social and Political Thought of Marx, p 83. [20] Pelloutier, ``L'Anarchisme.'' [21] ``Qu'est-ce que la propri&eacuteté?''

The phrase ``property is theft'' displeased Marx, who saw in its use a logical problem, theft presupposing the legitimate existence of property. See Avineri, Social and Political Thought of Marx. [22] Cited in Buber's Paths in Utopia, p 19. [23] Cited in J. Hampden Jackson, Marx, Proudhon and European Socialism, p 60. [24] Karl Marx, The Civil War in France, p 24. Avineri observes that this and other comments of Marx about the Commune refer pointedly to intentions and plans. As Marx made plain elsewhere, his considered assessment was more critical than in this address. [25] For some background, see Walter Kendall, The Revolutionary Movement in Britain. [26] Collectivisations: L'Oeuvre constructive de la R&eacutevolution espagnole, p 8. [27] For discussion, see Mattick, Marx and Keynes, and Michael Kidron, Western Capitalism Since the War. See also discussion and references cited in my At War With Asia, chapter 1, pp 23-6. [28] See Hugh Scanlon, The Way Forward for Workers' Control. Scanlon is the president of the AEF, one of Britain's largest trade unions. The institute was established as a result of the sixth Conference on Workers' Control, March 1968, and serves as a center for disseminating information and encouraging research. [29] Gu&eacuterin, Ni Dieu, ni Ma&icirctre, introduction. [30] Ibid. [31] Arthur Rosenberg, A History of Bolshevism, p 88. [32] Marx, Civil War in France, pp 62-3.

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                                    BIBLIOGRAPHY

Avineri, Shlomo. The Social and Political Thought of Karl Marx. London: Cambridge University Press, 1968.

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